Tiny Red HandsBack

In the Matter of Trump Hotels & Casino Resorts, Inc.

This primary source from U.S. Securities and Exchange Commission supports 12 claims across 10 ledger entries.

All sources · Open original source

Claims supported by this source

  1. analysisdocumented

    The SEC finding contradicts the accuracy of the cited investor communication, while the administrative settlement included no admission or denial.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: Audit finding · Cited analysis

  2. factdocumented

    The company presented the earnings release as an account of improved operating performance.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: Promised · Promised

  3. factdocumented

    The release omitted material one-time items while highlighting a favorable comparison.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: The record · The record

  4. factdocumented

    Trump chaired the company, approved the release according to the SEC order, and was its public face.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: The record · The record

  5. factdocumented

    The company represented its earnings communication as a reliable account for investors.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: Promised · Promised

  6. factdocumented

    The company settled without admitting or denying the SEC findings.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: Evidentiary limit · Evidentiary limit

  7. factdocumented

    The SEC found the release materially misleading and entered a cease-and-desist order.

    Findings concerning the 1999 earnings release and cease-and-desist order

    Misleading casino-company earnings release: Outcome · Outcome

  8. analysisdocumented

    The order established a federal securities-disclosure violation by the public company while preserving the settlement's no-admit-no-deny status.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: Audit finding · Cited analysis

  9. factdocumented

    The settlement was without admission or denial, and the order ran against the company rather than Trump personally.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: Evidentiary limit · Evidentiary limit

  10. factdocumented

    The company accepted a cease-and-desist order governing future disclosures.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: Outcome · Outcome

  11. factdocumented

    The SEC found that the communication omitted material information and violated reporting provisions.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: The record · The record

  12. factdocumented

    Trump chaired the company and approved the cited release according to the SEC's findings.

    Findings concerning the 1999 earnings release and cease-and-desist order

    SEC casino-company disclosure order: The record · The record